Practice areas · Compliance
Compliance is documented before anyone asks for it
Compliance programs, internal control bodies and risk mapping for your company.
Tax regulatory compliance program · Internal control body and operating policies · Compliance audit and risk mapping by department · Training for responsible staff and documentation updates
Who needs it
Three concrete situations
01
A corporate client or a bank requires written compliance policies from you.
02
You need to evidence internal controls before an authority and today no document supports it.
03
Tax and criminal risk falls on the legal representative with no documented boundary.
What it includes
Scope of service
Tax regulatory compliance program
Internal control body and operating policies
Compliance audit and risk mapping by department
Training for responsible staff and documentation updates
When the audit arrives, the company answers with documents rather than explanations.
How it is delivered
From first contact to resolution
01
Diagnosis
We review operations, contracts, invoicing and corporate structure to locate where the real risk sits.
02
Program design
Policies, owners, controls and evidence. A program nobody can prove protects nobody.
03
Maintenance
Periodic review, training and updates whenever the rules or the operation change.
Questions
What clients ask first
Is a compliance program useful if a matter is already open?
It helps, but its value is greater beforehand. The law weighs whether the legal entity exercised due control over its organization, and that is evidenced with documents predating the event, not following it.
Can it be combined with tax defense?
That is the usual case. While one front handles the notice, the other corrects the process that caused it so it does not repeat the following year.
Does it apply to a mid-sized company?
Yes, with the scope adjusted. We do not propose large-corporate structures to a twenty-person company: we document the controls your operation actually uses.
Next step
Does your matter involve regulatory compliance? Tell us.
We work Monday to Friday, 9:00 to 16:00. Write or call +52 55 6791 2014.